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Us Sec Charges Bank Of America Subsidiary 15 Million For Rmbs Trader Lapses

WASHINGTON – The Securities and Exchange Commission on Tuesday said Bank of America subsidiary Merrill Lynch, Pierce, Fenner & Smith Inc. will pay $15 million...

Two Ex-penn West Executives Must Face Us Sec Fraud Charges

NEW YORK – A U.S. judge has ordered two former finance executives at Penn West Petroleum Ltd, now known as Obsidian Energy Ltd (OBE.TO), to face regulatory charges...

Sec Fines New York Firm Devere 8 Million Over Uk Pension Advice Conflicts

NEW YORK – The New York investment adviser deVere USA Inc agreed on Monday to pay an $8 million civil fine to settle U.S. Securities and Exchange Commission...

Us Regulator Wins Order Halting Coin Offering Scheme

WASHINGTON – The U.S. Securities and Exchange Commission said on Tuesday it had won an emergency court order halting an alleged fraud involving an initial coin...

Who is John McAfee, why is the antivirus software creator ‘fleeing from the SEC’ and did Johnny Depp play him in a movie?

ANTI-VIRUS pioneer John McAfee made millions from cyber-security software – but he later became embroiled in a series of controversies. Here’s what you need to know...